Skip Navigation and go to content
You may be using a browser that will cause viewing problems on our web site... please visit our browser upgrade page to learn more.
|
REPORT ON RECOMMENDATIONS FOR ARCHIVING ELECTRONIC RECORDS AT BOWDOIN COLLEGE Submitted
to the Information Technology Committee |
Executive
Summary
The Imperative: The
College Archives has a mandate from the Board of Trustees to provide
records management services for the creators of College records
and to ensure appropriate selection, preservation and perpetual
access for information deemed to be of enduring administrative,
fiscal, legal, or historical value. This imperative has recently become more complex
in considering electronic records:
the storage media for e-records have short life spans,
and electronic data are inherently subject to corruption, to problems
in access, and to functional obsolescence. The Problem: The burgeoning
growth of College information recorded electronically places new
demands on the College Archives to insure that key data are not
lost. Those demands are intense because electronic records possess
inherent physical characteristics, like impermanence and corruptibility,
that require peculiar practices for their management, and because,
for some electronic records, the College no longer creates paper-based
equivalents. The College Archives must identify and implement ways to archive those
electronic records of enduring value that document the transactions
and activities of the College.
Despite the fact that the development (both nationally
and at Bowdoin) of established standards, “best practices” and
other management tools for electronic records lags behind the
pace at which e-records are created, to delay in addressing electronic
records management raises the risk of losing legal, fiscal, administrative
and historical information that is important to the College.
Bowdoin College must devise practices and policies for
e-records management despite the lack of national standards or
proven program models, and we all must become more acutely responsible
not just for conducting the College’s business well, but also
for providing a complete and accurate historical record of the
College’s achievements and transactions. National trends provide
no quick fix for the challenges in managing electronic records. National standards in particular remain in flux,
and most systematic approaches to e-record management are in developmental
stages. Consequently, the
Bowdoin College Archives has been generally reluctant to embrace
unproven technology despite our profound awareness of the trend
to create College records in electronic form without paper surrogate
and despite the potential for loss of valuable data if we wait
too long to implement systematic archival strategies to preserve
electronic records. Current Approaches
in the Bowdoin College Archives: Electronic records
are addressed in the Bowdoin College Archives formal collection
policy, and Archives staff continue to visit offices and to schedule
records, including electronic records, for their appropriate retention
period. For the relatively
few electronic data in the Archives, a variety of interim preservation
strategies are in place to insure the longevity, authenticity
and functionality of information contained in electronic format. Recommendation:
The
IT Committee should establish a small group of individuals from
some of the College offices more intimately involved in the creation
and use of electronic data, including the Archives, ETC, CIS,
and Communications, to collaborate in meeting short-term needs
and planning long-term strategies for managing and, when appropriate,
archiving information recorded in electronic format. REPORT ON RECOMMENDATIONS
FOR ARCHIVING Submitted
to the Information Technology Committee The College Archives
has a mandate from the Board of Trustees to provide records management
services for the creators of College records and to ensure appropriate
selection, preservation and perpetual access for information deemed
to be of enduring administrative, fiscal, legal, or historical value.
This imperative has recently become more complex in considering
electronic records: the storage media for e-records have short life
spans, and electronic data are inherently subject to corruption,
to problems in access, and to functional obsolescence. On June 10, 1994, the Executive Committee of the Governing
Boards authorized the establishment of the Bowdoin College Archives
“… in recognition of the need to preserve official college records,
files, and documents of permanent value” (for the full text, please
see Appendix I). Since then, the College Archives has developed
a comprehensive records management and archival program to serve
both the daily and long-term record-keeping needs of the College
community. Those records have typically appeared largely
on paper, magnetic tape or photographic emulsions. Currently, the increasing use of email, the broad
reliance on computing applications, and a general shift towards
electronic methods of communication and records creation reveal
a fundamental shift in how the College conducts business and how
we document our transactions and activities.
Managing and retaining these electronic records, especially
compared to paper-based documents and analog recordings, is highly
problematic: the storage media for e-records have short life
spans, and electronic data are inherently subject to corruption,
to problems in access, and to functional obsolescence. The issue of archiving electronic records is complex,
and the administrative and technical challenges in managing information
fixed in electronic formats raises new challenges for which even
the national community of professional archivists offers no easy
answers. Locally, there is College-wide recognition that
electronic data are in jeopardy of being lost. Meanwhile, legal and cultural imperatives require us to preserve
and provide access to the information contained in all of our Archival
materials irrespective of format, and we are obliged to demonstrate
our faithful stewardship of electronic records in the context of
“customary business practices.”
The technical complexities of electronic data storage and
access demand collaborative approaches and creative solutions.
Every day of delay represents electronic data at risk. While electronic records possess certain characteristics
that place peculiar demands on their management and long-term retention,
industry standards and “best practices” for archiving e-records
remain ill-defined. Consequently,
the recommendation offered here does not intend to solve the many
problems associated with archiving electronic records.
Instead, I recommend that the College
establish a small group of individuals from some of the College
offices more intimately involved in the creation and use of electronic
data, including the Archives, ETC, CIS, and Communications, to collaborate
in meeting short-term needs and planning long-term strategies for
managing and, when appropriate, archiving information recorded in
electronic format. The Problem:
The burgeoning growth of College information recorded electronically places
new demands on the College Archives to insure that key data are
not lost. Those demands are intense because electronic records possess
inherent physical characteristics, like impermanence and corruptibility,
that require peculiar practices for their management, and because,
for some electronic records, the College no longer creates paper-based
equivalents. Consider these issues that currently face the
College and challenge the Archives:
CIS
grapples daily with ongoing issues like providing for the security
and integrity of data that are under the stewardship of a particular
individual or unit, and they and other offices on campus are constantly
confronted with how to archive (not
backup, but provide permanent retention and access)
e-records authentically. Their
staff recognize the value of collaborating with the Archives in
determining which data demand archival retention and how best to
maintain the ongoing functionality of long-lived information systems. Related deliberations by the Information Security Policy Group [Infosec]
have demonstrated how important and productive such collaborations
can be and suggest the necessity College-wide for a clear, common
understanding about: what
data constitute “College records;” who has stewardship over particular
sets of data; who should insure that electronic records of enduring
value are identified and scheduled for retention; where should archived
e-records be stored; who should be responsible for devising automated
strategies that address: 1) the long-term integrity of this information, and 2) the continual
functionality of and access/restriction to these data. For paper records, access and restrictions are
administered effectively through central storage in the Library—decentralized
electronic storage is a different but practical model that raises
special concerns especially about sensitive, restricted information.
Current
changes in scholarship, teaching and learning are marked by a profound
increase in the use of and reliance on electronic media. Thus, for example, although the Archives has always been successful
in retaining honors projects, course syllabi, and published results
of faculty research that are recorded on paper, the electronic equivalents
of these fundamental scholastic documents—especially online works—are
more elusive and defy traditional means of preservation and access
over the long term.
For
many of the projects in ETC, functionality shares a level of importance
with content. The fluid linking in most Web-based products and the
scattered nature of Internet resource locations complicate the prospects
for reliable long-term retention of online works fundamentally.
Additionally, the question of “manifestation”—how a Web-based
product may appear to a specific user, or how a version may morph
through interactivity—extends the consideration of long-term storage
of electronic records to a numbing “virtual” dimension and begs
the basic question of which version serves as the “official record.”
The
Communications Office has adopted practices that produce works without
necessarily retaining that information in a “fixed record.” College
Web pages generally are composed and revised online without archival
record either of composition or revision.
News releases and obituaries are typically composed and delivered
electronically (mainly by email, which is the preference of most
publishers and news agencies), and although email is technically
“fixed,” there are no procedures in place to archive those records
selectively, systematically or regularly, either electronically
or by printing—employees rely instead on local storage devices,
usually computer hard-drives, and system-wide backup protocols. Similarly, digital cameras, especially for sports
reporting and publicity, have replaced analog photography, and these
digital images are rarely retained—a digital equivalent of contact
sheets, for example, simply does not survive under current practice. Discussions with various department heads
throughout the College about archiving electronic records echo campus-wide
concern about this problematic issue, and they reveal the necessity
and difficulty for the College in addressing requirements for the
storage of and access to e-records of enduring value.
The technological complexities associated with those requirements,
and the related policy issues that will arise, argue strongly for
considering these matters collaboratively and with a clear mandate
from Senior Staff. The Challenge:
The College Archives
must identify and implement ways to archive those electronic records
of enduring value that document the transactions and activities
of the College. Despite the
fact that the development (both nationally and at Bowdoin) of established
standards, “best practices” and other management tools for electronic
records lags behind the pace at which e-records are created, to
delay in addressing electronic records management raises the risk
of losing legal, fiscal, administrative and historical information
that is important to the College. Bowdoin College must devise practices and policies
for e-records management despite the lack of national standards
or proven program models, and we all must become more acutely responsible
not just for conducting the College’s business well, but also for
providing a complete and accurate historical record of the College’s
achievements and transactions. Experts acknowledge that the creation and use of electronic
information far outstrip our technological abilities to retain and
provide access to these data over the long term. Meanwhile, the courts have recognized the evidentiary value of electronic
records, and federal and state regulations acknowledge their validity. Like all organizations, Bowdoin College is obliged
to consider our electronic records in the context of customary business
practice and to demonstrate that we administer these records consistently
just as we do the more conventional paper-based files that document
our activities and transactions.
Without clear policies and consistent practices concerning
our management of electronic records (both the mundane, like email,
and the vital, like transcripts and financial accounts), we place
the College at risk both operationally and legally. Generally considered, the fundamental principles about
records management—which may be defined as the systematic control
of the creation, use, retention, storage, protection, preservation,
and final disposition of recorded information—apply to information
“fixed” (i.e. retained) electronically just as they
do for paper-based records. For
Bowdoin College, a “record” is defined as: “… all recorded information and data, regardless of physical form or characteristics,
that are created or received in the course of official College business
and that document the administrative transactions and activities
of any College office or employee, including those by or with teaching
faculty and students in the performance of their official administrative
College obligations …” [Bowdoin College Archives & Records
Management Collection Policy (please see Appendix
II)]. Some electronic data are records and some are not.
When identified or defined as records, these have a life
cycle based on institutional need and value; they provide documentary
evidence about the College, both cultural and historical; they reflect
our customary business practices; they require custodial care and
deliberate procedures to insure their integrity, authenticity, preservation,
and perpetual access. As
is the case with paper records, considerations such as audits and
legal requisites, frequency of use, and historical value apply when
appraising electronic records for retention or destruction, and
those of enduring value are designated as “archival.” Unlike paper records, however, or microfilm for that
matter, electronic records possess certain characteristics that
place peculiar demands on their management.
Consider permanence, for instance:
good quality paper will last 500 years or more; archival
microfilm has a life of 200 years; aging tests for optical disks
suggest a typical life of 2-5 years for “generic vendors,” with
a potential life of perhaps 30-50 years for a few “best vendor”
products. Moreover, unlike
paper and microfilm, digital storage media do not reveal approaching
failure or data loss, which introduces added uncertainty to archiving
electronic records. Besides the problem of impermanence, the corruptible
nature of storage media for electronic data, the evolving development
(and devolving obsolescence) of computing software and hardware
design, the relational complexities that characterize computer databases
and Web-based applications, and the potential for broad and remote
access to electronic information all require special consideration
and a wide range of expertise for effective electronic records management. National Trends and Their Implications for Bowdoin College: National trends provide no quick fix for the challenges in managing electronic
records. National standards
in particular remain in flux, and most systematic approaches to
e-record management are in developmental stages.
Consequently, the Bowdoin College Archives has been generally
reluctant to embrace unproven technology despite our profound awareness
of the trend to create College records in electronic form without
paper surrogate and despite the potential for loss of valuable data
if we wait too long to implement systematic archival strategies
to preserve electronic records. Likewise, automated Records Management Application
[RMA] software products remain in nascent stages of development
despite standards promulgated by the Department of Defense [DoD
5015.2-STD] in 1997; most of these automated systems presently are
found in the private sector and facilitate scheduling and disposing
of electronic records rather than retaining them over the long term.
Meanwhile OCLC, the preeminent national library cooperative,
includes in its coming three-year plan a proposal to offer “OCLC
Content Management Services” for preserving and digitizing research
resources, including unique content of participating libraries,
and this may in the future afford institutions such as Bowdoin with
warehousing services and tools, for its archival electronic records at least, at a scale economically more
attractive than local development might cost. Within the college and university community, virtually
no individual institution has implemented a comprehensive electronic
records management program that incorporates systematic, automated management
of electronic files. Nationwide,
only Indiana University has undertaken wholesale deliberate planning
and experimentation (with grant support from NHPRC; see: http://www.indiana.edu/~libarch/ER/index.html
), and despite years of planning and study, defined procedures and functional
implementation at that institution are only incompletely established.
Electronic records management work at IU to
date, nevertheless, offers potential for modeling, and a careful analysis
of their project will be of benefit to us as we undertake our own work. Similarly, the list of forthcoming National Historic
Publications and Records Commission [NHPRC] grants for electronic
records projects (Appendix III—an NHPRC grant
funded the establishment of the Bowdoin College Archives in the
mid-1990s) echoes this nation-wide condition, where universities
and historical societies are just beginning to consider “best practices”
and how to apply them in order to provide for continual access to
and long-term preservation of electronic records. Indeed, the profound dearth of uniform standards for long-term storage
and access to electronic data has conspired with a lack of institutional
experience to make archiving electronic records particularly challenging.
Even such basic specifications as those for the reliability
and longevity of storage media beg definition (authoritative projections
for “archival CD-R” [compact disc read-only] storage, for example,
range from 10-100 years, and some practitioners with much data at
risk on this medium confess to refreshing their data every three
years). Meanwhile, metadata
standards, intended to provide uniform internally coded “information-about-information”
in electronic records, are in nascent and competing states of development,
and approaches to capturing the functionality of obsolete software
applications (e.g., XML
encapsulation studies currently under way at the San Diego Supercomputer
Center) remain highly experimental. The result, for Bowdoin College Archives,
has been a general reluctance to embrace unproven technology despite
our profound awareness both of the trend to create College records
in electronic form without paper surrogate and of the potential
for loss of valuable data if we wait too long to implement systematic
archival strategies to preserve electronic records. Current
Approaches in the Bowdoin College Archives: Electronic records
are addressed in the Bowdoin College Archives formal collection
policy, and Archives staff continue to visit offices and to schedule
records, including electronic records, for their appropriate retention
period. For the relatively few electronic data in the
Archives, a variety of interim preservation strategies are in place
to insure the longevity, authenticity and functionality of information
contained in electronic format. To date, the College Archives has defined “College
record” and insinuated electronic records into its collection policy
(please see Appendix II).
That plan represents a basis for developing e-records management
practices and for establishing future electronic records policy.
Over the past 18 months, the Archives has also reviewed and
scheduled electronic records in several offices (e.g.,
Human Resources; Admissions), and similar appraisal and scheduling
is ongoing in other offices. Regardless
of the long-term effects of future planning, the Archives will continue
this office-by-office appraisal and scheduling of records, including
electronic records, as regularly as time allows.
This task will remain essential in any imagined system specific
to e-records that may develop, particularly in fostering awareness
about the need to retain e-records. In some instances (e.g. Board Minutes), the Archives has adopted a hybrid approach, receiving
both electronic and paper versions of a record; we retain the paper
version as the “archival” copy and employ the electronic version
for “search/retrieval” purposes only.
Clearly this approach begs the question for electronic records
that have no paper surrogate and for which no paper version is possible
(relational databases and interactive media, for example). Recommendation:
The IT Committee
should establish a small group of individuals from some of the College
offices more intimately involved in the creation and use of electronic
data, including the Archives, ETC, CIS, and Communications, to collaborate
in meeting short-term needs and planning long-term strategies for
managing and, when appropriate, archiving information recorded in
electronic format. The Bowdoin College community appreciates the distinguished
historical legacy of the institution, but more must be done to educate
Senior Staff, administrative and support staff, faculty, and students
about the importance of preserving its vital and historical records. We all must become more acutely responsible
not just for conducting the College’s business well, but also for
providing a complete and accurate historical record of the College’s
achievements and transactions. Doing
less compromises the Governing Boards’ directive to maintain an
archival record of the College, and it may place the College in
jeopardy concerning its obligations towards the legal and vital
records under its stewardship. Partnership among College IT specialists,
records creators and managers, and archivists in Special Collections
& Archives offers the best promise for establishing a tenable,
effective, long-range approach to the preservation of and access
to electronic College records. I urge the IT Committee to consider this report
with that goal in mind, and I offer the following recommendation
as an action plan: Appoint a small group of individuals
from some of the College offices more intimately involved in the
creation and use of electronic data, including the Archives, ETC,
CIS, and Communications, to collaborate in meeting short-term needs
and planning long-term strategies for managing and, when appropriate,
archiving information recorded in electronic format. This working group should consult with the broader College constituency, particularly officers engaged in business and finance, student records, development, human relations, and academic affairs, when appropriate and as its work progresses. The group should:
Advise
the College Archives in its process of identifying and establishing
retention schedules for electronic records.
Draft
policy and procedural recommendations for electronic records retention,
access and preservation in local and in networked environments.
Identify,
plan and participate in implementing technological applications
for electronic records retention, access and preservation, both
in systems design and in automated archiving of designated electronic
records. In considering its charge, the group should address these questions:
What
are the advantages and disadvantages of shared responsibility for
the maintenance of electronic records?
Should
Bowdoin College adopt “turn-key” ARM software?
Should
the College explore collaborative agreements (e.g., CBB) with other institutions to address such mutual needs as
data warehousing or systems design?
What
would the consequences be if the College delays action for 3-5 years
while relevant “best practices,” proven technological applications,
and cooperative warehousing services emerge nationally?
Should
the College adopt an electronic records management strategy that
allows for reliable (probably decentralized) access and preservation
of pertinent records for the short-term but delays implementation
of long-term practices until electronic archival tools and systems
are better developed?
Does
the College have sufficient expertise to formulate a sound electronic
records management strategy, or should it avail itself of consultants
to assist us in our planning? [Such a consultant itinerary might
include one day of College-wide educational opportunities for staff
and officers—or for interested parties of CBB—and another day for
consultation with the group, with the Archives and with CIS] In summary, archiving electronic records
is both simple and complex. The
simplicity lies in recognizing that these records represent information
that is conceptually no different from that of other College records
presently under the care of their creators or in the custody of
the College Archives. The complexities involve both the storage media for electronic data,
which are inherently unstable and short-lived, and the dynamic functional
characteristics of data manipulation and interrelation, which are
sometimes as important as the content. By understanding these attributes
and pursuing collaborative approaches to electronic records management,
the College can begin to address the significant challenges of archiving
electronic records. Such
a determined partnership among the College community is essential
for the Archives to meet the challenges of electronic information
and match the success it has enjoyed in managing and archiving the
College’s paper-based records. Bowdoin College Records Authority
Statement The
Bowdoin College Archives is established by the Governing Boards
in recognition of the need to preserve official college records,
files, and documents of permanent value. All administrative officers
of the college, and members of the teaching faculty whose performance
of administrative duties, e.g., committee responsibilities, or chairs
of academic departments, put them in possession of files, records,
or documents concerning their official duties, are expected to observe
the following guidelines: 1.
The
records of the official activities of the college officers and offices,
including papers and correspondence, official printed material,
minutes, committee files, financial, and associated records in any
format, are the property of Bowdoin College and constitute archival
material. 2.
Archival
material in college offices may not be destroyed or placed in storage
without the approval of (a) the officer supervising the department
where the records accumulate, and (b) the College Archivist. 3.
The
officer in charge of the department where the records accumulate,
or the officer in charge of the records of official committees,
in consultation with the College Archivist, and in compliance with
state and federal laws, will be responsible for deciding how long
inactive papers are to be retained in and under direct control of
the office, prior to disposition (i.e., destruction or transfer
to the archives). 4.
Material
selected for preservation shall be sent to the College Archives
in accordance with a records schedule developed by the College Archivist,
in consultation with the officer in charge of the department where
the records accumulate and, when necessary, the Archives Advisory
Group. All records preserved in the Archives remain the records
of the office of origin and may be withdrawn at any time by that
office for its own use. 5.
The
College Archivist shall consult with appropriate administrative
officers and the Archives Advisory Group regarding any special conditions
of access which may be placed on any category of records. It is
understood that in the absence of specific restrictions, all materials
transferred to the Archives will be open to researchers on a non-discriminatory
basis. The
College Archives welcomes the offer of privately owned material
bearing on the history of the college, provided that the Archives
incurs no obligation to retain such material as an integrated collection
or in any prescribed form. Approved by the Executive Committee
of the Governing Boards, June 10, 1994. Bowdoin College Archives & Records
Management Collection Policy [rev. 02072001]
This
policy is based on the Bowdoin College “Records Authority Statement,”
approved by the Executive Committee of the Governing Boards, June
10, 1994. Selection: The Bowdoin College Archives acquires, preserves, maintains,
and provides access to those College records that possess enduring
administrative, legal, fiscal, or historical value. The purpose for collecting such records is to provide a complete
institutional record of the College and to document its activities,
particularly: its history;
its functions of teaching, learning and research; its socializing
aspects; its role in the community (especially as a cultural agent);
and, its place in American higher education. The decision to preserve College records for administrative,
legal and fiscal purposes is the responsibility of the appropriate
College officer or administrator in consultation with the College
Archives. The decision to
acquire records of historic value is the responsibility of the College
Archives. The Archives welcomes offers of privately owned materials
that bear on the history of the College and on the experiences of
the College community. Faculty
papers, letters and reminiscences of alumni/ae, reunion keepsakes,
photographs, and related documents supplement and fortify the official
College record, and the Archives is happy to receive such acquisitions
provided their acceptance incurs no obligation to retain such material
as a distinct collection or in any prescribed physical form. Ownership and
Retention: All College records are the property of Bowdoin College
and are subject to records retention schedules, which are determined
by the officer in charge of the accumulated records in consultation
with the College Archives. Retention
periods and ultimate disposition for these records are based on
legal, administrative and institutional considerations.
None of these records may be destroyed or otherwise disposed
of without the approval of both the official record holder and the
College Archives. [“Records Authority Statement” (Exec.Comm. of
the Governing Boards of Bowdoin College, June 10, 1994)] All College records must be retained in a readable
format. While records are
in the custody of the office of origin, all requirements associated
with records retention, such as maintenance of filing systems, storage
and access, remain the responsibility of the official record holder. Records scheduled for permanent retention shall be managed in accordance
with campus-wide practices and procedures under the direction of
the College Archives and, with respect to electronic records, of
Computing & Information Services [CIS].
Responsibility to read, to retrieve and to preserve information
from inactive and Archival electronic records rests with the office
of origin. All College records preserved in the Archives remain
the records of the office of origin and may be withdrawn at any
time by that office for its own use.
In the absence of specified restrictions, all records retained
in the Archives will be available for research following the established
guidelines of Special Collections & Archives. Copyright in College records may rest with Bowdoin
College or, in some cases, with the author of the work. Published use of College records beyond “fair
use” as stipulated in U.S. copyright law (Title 17 U.S.Code) requires the express written permission of the copyright
holder. Please consult the
Bowdoin College Copyright Policy or Special Collections & Archives
staff for further information. Definitions: College record: all recorded information and
data, regardless of physical form or characteristics, that are created
or received in the course of official College business and that
document the administrative transactions and activities of any College
office or employee, including those by or with teaching faculty
and students in the performance of their official administrative
College obligations, constitute College records and are the property
of Bowdoin College. Examples
include: official correspondence;
committee minutes and reports; transcripts; grade books; student
coursework and examinations; financial data; personnel and search
committee files; College publications; recordings of official College
events; policies; email and voicemail communications related to
College business. Personal record: all recorded information and
data that are created or received independent of official administrative
College business constitute personal records and are the property
of the holder of those materials or data.
Examples include: teaching
materials; scholarly research; unsanctioned student publications;
recordings of informal events; email and voicemail unrelated to
College business. Mixed records: recorded information and data
that co-mingle “College records” with either personal records or
official records of another institution or agency require defined
custody to establish whether or not Bowdoin College shall claim
stewardship over such mixed records.
In any event, those portions of the mixed records that meet
the definition of “College records” are subject to the information
policies of Bowdoin College. Examples include: collaborative
projects involving Bowdoin faculty and College administrative units;
CBB consortial ventures. Active records: records required for the ongoing
business activities of the record holder; these records carry the
potential for frequent and timely consultation. Inactive records: records of administrative value
but not essential to the ongoing business activities of the record
holder; these records may carry auditing, legal or other stipulations
that require their retention but only occasional consultation. Archival records: records of enduring value to the College that are designated for permanent
retention once their active or inactive cycle has passed. Archival records in most physical forms, including
paper-based texts, photographs and magnetic media, are normally
transferred to the custody of the College Archives for storage,
preservation, access, and retrieval.
Some electronic records may be designated as “Archival” and
in the custodial control of the College Archives but may
reside on storage devices outside the physical confines of College
Archives facilities. Copy of record: sometimes thought of as the “master
copy,” a single copy of a document maintained by its office of origin
or designated custodian that is designated as the official College
record of a transaction or activity; all other copies are duplicate
copies, held for convenience, and should be destroyed in the specified
manner as soon as their usefulness has ended. Office of origin: department, administrative unit
or designated College officer responsible for the creation or ongoing
custody of a College “copy of record” prior to its scheduled destruction
or transfer to the Archives. Records retention schedules: documents created by the Archives, in consultation with the appropriate College officer(s), that define particular groups of College records, indicate when those records become inactive, specify whether or not they should be transferred to the Archives for temporary or permanent storage and whether they are subject to general or confidential destruction, and stipulate what access restrictions apply to their use. National Historic Publications and Records CommissionGrants: Electronic Records Projects · Arizona State University, Tempe, AZ: A conditional
two-year grant of $125,000
for its ECURE 2001/2002: Preservation and Access for Electronic
Records of Higher Education Project to fund the planning and implementation
of two conferences and two executive development seminars related
to electronic records at colleges and universities. · The Regents of the University of California:
A conditional two-year grant · The Trustees of Indiana University, Bloomington,
IN: A conditional · The Global Industry Interagency Group, Woburn, MA: A conditional
15-month grant of up to $200,000 for its Good Electronic Recordkeeping
Practices Project to pull together from the best available knowledge
and practices Good Electronic Records Practices for the long-term
preservation of and access to electronic records. · Minnesota Historical Society, St. Paul, MN:
A conditional two-year grant · State University of New York, University at
Albany, Albany, NY: A · The Ohio Historical Society, Columbus, OH: A conditional three-year grant of up to $100,000 for its Developing Best Practice for a Semi-Custodial Electronic Records Repository Project. · South Carolina Department of Archives and History, Columbia, SC: A conditional two-year grant of up to $37,460 for its Electronic Records Training and Awareness Program to develop and conduct six workshops on electronic records issues. |